Description
AML is more than doing CDD – do you know what else you need to be doing for successful compliance?
In this webinar we will look at other areas of compliance that a law firm needs to consider for their compliance with the AML/CFT Act. This will be an overview of the following areas of compliance:
- Staff vetting and training
- Record keeping
- Transaction/account monitoring
- SARs/PTRs and other mandatory reporting
This is applicable for all firms that have AML/CFT obligations under the Act.
ORIGINAL BROADCAST DATE
15 May 2025
LEARNING OUTCOMES
An overview and understanding of all obligations that law firms have under the AML/CFT Act.
SUITED TO
Compliance Officers and other staff that undertake AML/CFT duties for law firms.
PRESENTER
Louise Coad, Senior Consultant, AML Solutions
Working in the AML/CFT regime since 2018 with consultancy firms and the public sector, Louise has worked as a Senior Regulator and acting Practice Lead in the AML team at the Department of Internal Affairs. She holds a Master of Arts specializing in Defence and Security Studies and the CAMS qualification.