Ongoing obligations and expectations
2020 and 2021 have seen a clear increase in enforcement activity by the AML/CFT Supervisors with the FMA and RBNZ undertaking their first formal enforcement activities and the DIA issuing its first formal warnings to Phase 2 businesses.
This webinar will provide an overview of the ongoing responsibilities of the AML/CFT Compliance Officer in light of the enforcement action taken and regulatory reports issued by the AML/CFT Supervisors. It will include:
11 May 2021
This webinar will provide an overview of the ongoing responsibilities of the AML/CFT Compliance Officer in light of the weaknesses identified in enforcement action taken and regulatory reports issued by the AML/CFT Supervisors and Section 59 independent audits undertaken.
This webinar is suited to AML/CFT Compliance Officers and those with management or governance responsibilities for AML/CFT compliance across all Phase 2 AML/CFT sectors (Lawyers, Accountants and Real Estate Agents).
Martyn Solomon, Associate Partner – Risk Consulting, Findex/Crowe (presenting on behalf of TEO)
1.25 CPD Hours