AML - CFT Compliance Officer Duties 2021 - 11 May 2021 (On Demand)

Description

Ongoing obligations and expectations

2020 and 2021 have seen a clear increase in enforcement activity by the AML/CFT Supervisors with the FMA and RBNZ undertaking their first formal enforcement activities and the DIA issuing its first formal warnings to Phase 2 businesses.

This webinar will provide an overview of the ongoing responsibilities of the AML/CFT Compliance Officer in light of the enforcement action taken and regulatory reports issued by the AML/CFT Supervisors. It will include:

  • A reminder of the legal responsibilities of the AML/CFT Compliance Officer
  • Details of the expectations the DIA has for the AML/CFT Compliance Officer
  • Details of AML/CFT Compliance Officer areas of non-compliance identified by the DIA in its regulatory findings and enforcement actions.
  • Details of AML/CFT Compliance Officer areas of non-compliance identified by us during our Section 59 independent audits.

ORIGINAL BROADCAST DATE

11 May 2021

LEARNING OUTCOMES

This webinar will provide an overview of the ongoing responsibilities of the AML/CFT Compliance Officer in light of the weaknesses identified in enforcement action taken and regulatory reports issued by the AML/CFT Supervisors and Section 59 independent audits undertaken.

SUITED TO

This webinar is suited to AML/CFT Compliance Officers and those with management or governance responsibilities for AML/CFT compliance across all Phase 2 AML/CFT sectors (Lawyers, Accountants and Real Estate Agents).

PRESENTER

Martyn Solomon, Associate Partner – Risk Consulting, Findex/Crowe (presenting on behalf of TEO)

1.25 CPD Hours

  • On Demand Event
    Complete online in your own time (Self-paced)
    • $195.00 excl. GST

Coming Soon

All Coming Soon >>

One-connection-one-fee

Our webinars operate on a 'one-connection-one-fee' basis so you can have your whole team participate for one cost effective price and claim CPD points.

Recordings

All registrants to a live webinar will automatically be sent a recording at the end of that week along with a full transcript of the webinar, regardless of whether you attended or not.

Sole practitioners

A discount on webinars is available for sole practitioners. Please contact us at NZ‑learning@wolterskluwer.com to confirm eligibility.